Potomac Analytics' Logo

FINRA Awards for Wamu Investments.

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 2 out of 2 results
Case Number Award Date Case Summary Customer Case? Amount Granted
09-0222407/18/2011Claimant(s): Wamu Investments.
Claimant Lawyers(s): Christopher B. Wells
Respondent(s): Dag Olov Brandfors, Joshua Hummel, Teresa Herrick
Respondent Lawyers(s): Richard Brady
Arbitrator(s): David W. Evans, Carl J. Carlson, Charles M. Ackerman
Hearing Site: Seattle, WA
08-0069605/12/2009Claimant(s): James Lassiter
Claimant Lawyers(s): Thomas E. Wenbourne
Respondent(s): Matthew Murphy, Wamu Investments.
Respondent Lawyers(s): Steven J. Barnes
Arbitrator(s): Harvey C. Flodin, James A. Bush, Duane Ted Wolfe
Hearing Site: San Diego, CA
Checkmark Icon$10,375

2 Results

Display: