| 13-01578 | 04/07/2015 | Claimant(s): Pamela Slyter
Claimant Lawyers(s): Terri A. Merriam
Respondent(s): Raymond Kempf, Kempf & Co., Transamerica Financial Advisors
Respondent Lawyers(s): Christopher B. Wells
Arbitrator(s): Robert M. Stein, Richard L. Warner, Al Van Kampen
Hearing Site: Seattle, WA
|  | $201,533 |
| 11-04428 | 03/01/2013 | Claimant(s): Barbara Fairbanks, Creighton Rauh, George Hughes, Karl Fairbanks, Keith Kriewall, Lynda Masterson, Merri Zehfus Kriewall, Nancy Huges, Shirley Sandwith
Claimant Lawyers(s): Dave Gaba
Respondent(s): Centaurus Financial.
Respondent Lawyers(s): Christopher B. Wells
Arbitrator(s): William J. Bender, Roy J. Moceri, Mark Harris Adams
Hearing Site: Seattle, WA
| | $186,544 |
| 10-05313 | 04/27/2012 | Claimant(s): Garrison Family LLC, Charlotte Garrison Trst FBO MarkGarrison, Charlotte Garrison Trust FBO LesaNeugent, Charlotte L Garrison Exempt Marital Trst, Charlotte L. Garrison Marital Trust, Jack M. Garrison Survivor's Trust, Rev Trust of Jack and Charlotte Garrison
Claimant Lawyers(s): Jason T. Dennett
Respondent(s): Wells Fargo Investments, Jean Adams, Rebbie Thomas
Respondent Lawyers(s): Christopher B. Wells
Arbitrator(s): Laurie E. Law, Kevin I. Patrick, Charles Scott McClellan
Hearing Site: Seattle, WA
| | $0 |
| 09-02224 | 07/18/2011 | Claimant(s): Wamu Investments.
Claimant Lawyers(s): Christopher B. Wells
Respondent(s): Dag Olov Brandfors, Joshua Hummel, Teresa Herrick
Respondent Lawyers(s): Richard Brady
Arbitrator(s): David W. Evans, Carl J. Carlson, Charles M. Ackerman
Hearing Site: Seattle, WA
| | |
| 10-00752 | 05/09/2011 | Claimant(s): Marcy Tobin, Estate of Stanley Tobin
Claimant Lawyers(s): Patrick L. Hinton
Respondent(s): Brandi Cohen, Chase Investment Services Corp.
Respondent Lawyers(s): Christopher B. Wells
Arbitrator(s): William J. Rex, Katherine Hendricks, Linda I. Thomas
Hearing Site: Seattle, WA
| | $0 |
| 10-00536 | 01/07/2011 | Claimant(s): Hazel Sleight, Ivan Sleight
Claimant Lawyers(s): Joel A. Goodman
Respondent(s): Centaurus Financial.
Respondent Lawyers(s): Christopher B. Wells
Arbitrator(s): Joseph L. Mangan, Paul R. Meyer, James E. Bartels
Hearing Site: Boise, ID
| | $213,486 |
| 08-04540 | 03/25/2010 | Claimant(s): Manny Neves
Claimant Lawyers(s): Courtland T. Shafer
Respondent(s): WAMU Investments.
Respondent Lawyers(s): Christopher B. Wells
Arbitrator(s): G. E. Craig Doupe, Paul R. Meyer, Frederick B. Mueller
Hearing Site: Seattle, WA
| | $0 |
