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FINRA Awards for Pamela Slyter

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0157804/07/2015Claimant(s): Pamela Slyter
Claimant Lawyers(s): Terri A. Merriam
Respondent(s): Raymond Kempf, Kempf & Co., Transamerica Financial Advisors
Respondent Lawyers(s): Christopher B. Wells
Arbitrator(s): Robert M. Stein, Richard L. Warner, Al Van Kampen
Hearing Site: Seattle, WA
Checkmark Icon$201,533

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