Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-00284 | 12/13/2022 | Claimant(s): Gerhard Heuer Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): Independent Financial Group., Thrivent Investment Management Inc. Respondent Lawyers(s): Sarah J. Kreisman, Shannon M. Wheaton Arbitrator(s): Joseph L. Mangan, David William Hickman, Eric A LaBrant Hearing Site: Portland, OR | ||
| 10-00536 | 01/07/2011 | Claimant(s): Hazel Sleight, Ivan Sleight Claimant Lawyers(s): Joel A. Goodman Respondent(s): Centaurus Financial. Respondent Lawyers(s): Christopher B. Wells Arbitrator(s): Joseph L. Mangan, Paul R. Meyer, James E. Bartels Hearing Site: Boise, ID |  | $213,486 |
| 08-04078 | 10/04/2010 | Claimant(s): John Miller Claimant Lawyers(s): John Miller Respondent(s): Pershing LLC, Vanguard Marketing Corporation Respondent Lawyers(s): Garrett R. Wynne, James J. Dougherty Arbitrator(s): Joseph L. Mangan, Robert J. Ruben, David L. Moran Hearing Site: Reno, NV | | $0 |