| 23-02775 | 05/21/2024 | Claimant(s): James Shuttleworth
Claimant Lawyers(s): Nathan W. Lamb
Respondent(s): Thrivent Investment Management Inc.
Respondent Lawyers(s): Shannon M. Wheaton
Arbitrator(s): David Adams Reif
Hearing Site: Hartford, CT
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| 23-01339 | 01/08/2024 | Claimant(s): Brennan Mayfield
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Thrivent Investment Management Inc.
Respondent Lawyers(s): Shannon M. Wheaton
Arbitrator(s): David William Hickman
Hearing Site: Seattle, WA
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| 22-02606 | 11/08/2023 | Claimant(s): Travis Hansberger
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Thrivent Investment Management Inc.
Respondent Lawyers(s): Shannon M. Wheaton
Arbitrator(s): Tracy L. Allen
Hearing Site: Minneapolis, MN
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| 22-00284 | 12/13/2022 | Claimant(s): Gerhard Heuer
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Independent Financial Group., Thrivent Investment Management Inc.
Respondent Lawyers(s): Sarah J. Kreisman, Shannon M. Wheaton
Arbitrator(s): Joseph L. Mangan, David William Hickman, Eric A LaBrant
Hearing Site: Portland, OR
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| 20-03079 | 08/17/2022 | Claimant(s): Andrew Hughes
Claimant Lawyers(s): Sean M. Sweeney
Respondent(s): Thrivent Investment Management Inc.
Respondent Lawyers(s): Lindsay Wuller Aggarwal
Arbitrator(s): Susanne J. Hollander, Charles Kahn, Jennifer Bruzas
Hearing Site: Milwaukee, WI
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| 21-02755 | 03/30/2022 | Claimant(s): Hope DeBorse
Claimant Lawyers(s): Hope DeBorse
Respondent(s): Thrivent Investment Management Inc.
Respondent Lawyers(s): Shea O. Hicks
Arbitrator(s): Thomas E Shuck
Hearing Site: Los Angeles, CA
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| 20-01330 | 03/25/2021 | Claimant(s): Gary Tangwall
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Thrivent Investment Management Inc.
Respondent Lawyers(s): Jeffrey A. Ziesman
Arbitrator(s): David Steven Paull
Hearing Site: Minneapolis, MN
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| 20-01328 | 01/13/2021 | Claimant(s): Gary Tangwall
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Thrivent Investment Management Inc.
Respondent Lawyers(s): Jeffrey A. Ziesman
Arbitrator(s): Leonard Arthur Nelson
Hearing Site: Minneapolis, MN
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| 19-03453 | 07/10/2020 | Claimant(s): Kevin Pentz
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Thrivent Investment Management Inc.
Respondent Lawyers(s): Lindsay Wuller Aggarwal
Arbitrator(s): Daniel B. MacLeod
Hearing Site: Seattle, WA
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| 19-01500 | 12/30/2019 | Claimant(s): David Henry
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Thrivent Investment Management Inc.
Respondent Lawyers(s): Tim Meehan
Arbitrator(s): Philip J. Glick
Hearing Site: Chicago, IL
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