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FINRA Awards for David Adams Reif

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0277505/21/2024Claimant(s): James Shuttleworth
Claimant Lawyers(s): Nathan W. Lamb
Respondent(s): Thrivent Investment Management Inc.
Respondent Lawyers(s): Shannon M. Wheaton
Arbitrator(s): David Adams Reif
Hearing Site: Hartford, CT

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