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FINRA Awards for Jeffrey A. Ziesman

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0133003/25/2021Claimant(s): Gary Tangwall
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Thrivent Investment Management Inc.
Respondent Lawyers(s): Jeffrey A. Ziesman
Arbitrator(s): David Steven Paull
Hearing Site: Minneapolis, MN
20-0132801/13/2021Claimant(s): Gary Tangwall
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Thrivent Investment Management Inc.
Respondent Lawyers(s): Jeffrey A. Ziesman
Arbitrator(s): Leonard Arthur Nelson
Hearing Site: Minneapolis, MN

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