Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-03079 | 08/17/2022 | Claimant(s): Andrew Hughes Claimant Lawyers(s): Sean M. Sweeney Respondent(s): Thrivent Investment Management Inc. Respondent Lawyers(s): Lindsay Wuller Aggarwal Arbitrator(s): Susanne J. Hollander, Charles Kahn, Jennifer Bruzas Hearing Site: Milwaukee, WI | ||
| 20-02094 | 12/16/2021 | Claimant(s): William Barrett, William G. Barrett Roth IRA Claimant Lawyers(s): Joseph Wojciechowski Respondent(s): Ausdal Financial Partners., Sentinus-Halo Securities Respondent Lawyers(s): Nancy L. Hendrickson Arbitrator(s): Tracy L. Allen, Sally J. Wiggins, Charles Kahn Hearing Site: Milwaukee, WI |  | Expungement |