Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 24-00073 | 10/23/2024 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Miles D. Hart Respondent(s): Thomas Braley Respondent Lawyers(s): Thomas Alan Braley Arbitrator(s): Tracy L. Allen Hearing Site: Detroit, MI | ||
| 23-02966 | 10/01/2024 | Claimant(s): Steven Perrmann Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Madison Avenue Securities, National Planning Corporation Respondent Lawyers(s): Eric A. Michaels, Ryan P. Friel Arbitrator(s): Tracy L. Allen Hearing Site: St. Louis, MO | ||
| 23-02851 | 09/30/2024 | Claimant(s): Ryan Malloch Claimant Lawyers(s): Peter Lindholm Respondent(s): Cetera Advisors LLC Respondent Lawyers(s): Steven E. Mellen Arbitrator(s): Tracy L. Allen Hearing Site: Detroit, MI | ||
| 22-01842 | 07/30/2024 | Claimant(s): Randy Dean Claimant Lawyers(s): Randy K. Dean Respondent(s): Kelly Gillikin Respondent Lawyers(s): Neil S. Baritz Arbitrator(s): Tracy L. Allen, Scott C. Matasar, Tim Warner Hearing Site: Cleveland, OH |  | Expungement |
| 23-02873 | 06/21/2024 | Claimant(s): Louis Wargo Claimant Lawyers(s): Jack D. Butler Respondent(s): Equitable Advisors, FSC Securities Corporation Respondent Lawyers(s): Jennifer R. Cox, Kevin W. Brooks Arbitrator(s): Tracy L. Allen, David Arnold, Michael Alan Ellis Hearing Site: Cleveland, OH | ||
| 23-02366 | 06/18/2024 | Claimant(s): Jason Zoch Claimant Lawyers(s): Angela A. Turiano Respondent(s): Morgan Stanley Respondent Lawyers(s): Amanda Parisi Arbitrator(s): Tracy L. Allen, Susan L. Walker, Kevin P. Feerick Hearing Site: Indianapolis, IN | ||
| 23-03015 | 06/18/2024 | Claimant(s): Thomas Scheiman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Independence Capital Co.. Respondent Lawyers(s): Dennis C. Twarogowski Arbitrator(s): Tracy L. Allen Hearing Site: Cleveland, OH | ||
| 23-01321 | 06/07/2024 | Claimant(s): James Lineweaver Claimant Lawyers(s): Gerry Kowalski Respondent(s): Triad Advisors LLC, Sigma Financial Corporation Respondent Lawyers(s): Amir Tadjedin, Jennifer R. Cox Arbitrator(s): Tracy L. Allen Hearing Site: Cleveland, OH | ||
| 23-01304 | 05/20/2024 | Claimant(s): Frank Snyder Claimant Lawyers(s): Chelsea Bauer Respondent(s): Transamerica Financial Advisors Respondent Lawyers(s): Susan D. Duff Arbitrator(s): Tracy L. Allen Hearing Site: St. Louis, MO | ||
| 23-01430 | 02/14/2024 | Claimant(s): Robert Huser Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Prudential Equity Group Respondent Lawyers(s): Jennifer E. Novoselsky Arbitrator(s): Tracy L. Allen Hearing Site: Indianapolis, IN |