24-00737 | 10/08/2024 | Claimant(s): Joseph Darpel Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Laura Ruiz Rivera Arbitrator(s): Joseph J. Dougherty, Paul E. Dahlman, Michele S. Riley Hearing Site: St. Louis, MO
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23-02966 | 10/01/2024 | Claimant(s): Steven Perrmann Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Madison Avenue Securities, National Planning Corporation Respondent Lawyers(s): Eric A. Michaels, Ryan P. Friel Arbitrator(s): Tracy L. Allen Hearing Site: St. Louis, MO
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23-00282 | 05/28/2024 | Claimant(s): Donald Saunders, IRA Claimant Lawyers(s): Richard B. Fosher Respondent(s): Concourse Financial Group Securities, In Respondent Lawyers(s): Katherine C. Donlon Arbitrator(s): Leah Murray Albert, Kim L. Kirn, David E. Crawford Hearing Site: St. Louis, MO
| | $1,214,750 |
23-01304 | 05/20/2024 | Claimant(s): Frank Snyder Claimant Lawyers(s): Chelsea Bauer Respondent(s): Transamerica Financial Advisors Respondent Lawyers(s): Susan D. Duff Arbitrator(s): Tracy L. Allen Hearing Site: St. Louis, MO
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20-02486 | 04/26/2024 | Claimant(s): Rebecca Timmerman, Sherry Baker Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Stuart D. Roberts Arbitrator(s): David E. Crawford Hearing Site: St. Louis, MO
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23-01375 | 04/10/2024 | Claimant(s): Michael Gregory Claimant Lawyers(s): Michael Gregory Respondent(s): Morgan Stanley Respondent Lawyers(s): Peter S. Fruin Arbitrator(s): Lynn Hirschfeld Brahin Hearing Site: St. Louis, MO
| | $0 |
23-02419 | 03/06/2024 | Claimant(s): Ronald Martin Claimant Lawyers(s): David B. Cosgrove Respondent(s): OSAIC Wealth Respondent Lawyers(s): Greg Curley Arbitrator(s): Michael J. Meeusen Hearing Site: St. Louis, MO
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22-01337 | 02/29/2024 | Claimant(s): The Knox Family Revocable Living Trust Claimant Lawyers(s): Richard B. Fosher Respondent(s): Arete Wealth Management Respondent Lawyers(s): Gregg J. Breitbart Arbitrator(s): Robert J. Scafuri, Mary O'Connell Smith, Portia Musselwhite Hearing Site: St. Louis, MO
| | $75,000 |
22-00988 | 02/02/2024 | Claimant(s): Carolyn Distler, Robert Distler Claimant Lawyers(s): Erin M. Phillips Respondent(s): Edward Jones, Paul Jansen Respondent Lawyers(s): Matthew E. Johnson Arbitrator(s): Jeffry M. Bauer, A.J. Seier, MaryJane Rabier Hearing Site: St. Louis, MO
| | Expungement |
23-01307 | 12/20/2023 | Claimant(s): Dustin Ward Claimant Lawyers(s): Jack D. Butler Respondent(s): Oneamerica Securities. Respondent Lawyers(s): Sean Mcgoff Arbitrator(s): Julius Z. Frager, Peter Stephenson, Laura Lee McLaughlin Hearing Site: St. Louis, MO
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