FINRA Awards for David B. Cosgrove

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Displaying 5 out of 5 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
23-02419	03/06/2024	Claimant(s): Ronald Martin Claimant Lawyers(s): David B. Cosgrove Respondent(s): OSAIC Wealth Respondent Lawyers(s): Greg Curley Arbitrator(s): Michael J. Meeusen Hearing Site: St. Louis, MO
16-03260	02/16/2018	Claimant(s): Brandon Marinelli, Meagan Donahue Claimant Lawyers(s): David B. Cosgrove Respondent(s): LPL Financial LLC Respondent Lawyers(s): Ronald D. Smith Arbitrator(s): Michael J. McNeil, John M. Dasher, Sean Alan D'Amico Hearing Site: Hartford, CT
16-01339	10/24/2017	Claimant(s): James Bashaw, Jeb & Co. Claimant Lawyers(s): David B. Cosgrove Respondent(s): LPL Financial LLC, Mark Casady Respondent Lawyers(s): Rodney Acker Arbitrator(s): Peter Benz Dickens, Alan M. Holzberg, Brian James Tagtmeier Hearing Site: Houston, TX
16-00678	08/25/2017	Claimant(s): Becky Lynch Claimant Lawyers(s): David B. Cosgrove Respondent(s): Raymond James Financial Services., Raymond James Financial Services Advisor Respondent Lawyers(s): Carole G. Miller Arbitrator(s): David Paul Clark, John David Morgan, Bruce Burr McElvein Hearing Site: Baltimore, MD
08-03514	01/13/2012	Claimant(s): Thomas Gorter Claimant Lawyers(s): David B. Cosgrove Respondent(s): Questar Capital Corporation Respondent Lawyers(s): Sonia E. O'Donnell Arbitrator(s): David W. Stanton, Billy G. Hopkins, John Keith Benson Hearing Site: Louisville, KY