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FINRA Awards for Peter Benz Dickens

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0133910/24/2017Claimant(s): James Bashaw, Jeb & Co.
Claimant Lawyers(s): David B. Cosgrove
Respondent(s): LPL Financial LLC, Mark Casady
Respondent Lawyers(s): Rodney Acker
Arbitrator(s): Peter Benz Dickens, Alan M. Holzberg, Brian James Tagtmeier
Hearing Site: Houston, TX
09-0463802/09/2011Claimant(s): Louis Liles
Claimant Lawyers(s): James A Dunlap
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): John-David Thomas
Arbitrator(s): Bertrand C. Moser, Charles E. Munson, Peter Benz Dickens
Hearing Site: Houston, TX
Checkmark Icon$81,291

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