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FINRA Awards for James A Dunlap

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Displaying 10 out of 10 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0323503/27/2012Claimant(s): Ellen Sides, Kim Sides, Ellen Sides UTMA Austin Sides 30939003, Ellen Sides UTMA Kimberly Sides 30938997, Ellen Sides UTMA Lauren Sides 30938963
Claimant Lawyers(s): James A Dunlap
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Curt R. Soefker
Arbitrator(s): Richard L. Merkel
Hearing Site: Atlanta, GA
Checkmark Icon$25,425
10-0060601/06/2012Claimant(s): Callas Foundation.
Claimant Lawyers(s): James A Dunlap
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): M. Jason Hale
Arbitrator(s): Charles W. Herf, Henry L. Dahl, Michael M. Hachigian
Hearing Site: Atlanta, GA
Checkmark Icon$231,337
09-0463802/09/2011Claimant(s): Louis Liles
Claimant Lawyers(s): James A Dunlap
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): John-David Thomas
Arbitrator(s): Bertrand C. Moser, Charles E. Munson, Peter Benz Dickens
Hearing Site: Houston, TX
Checkmark Icon$81,291
10-0254412/17/2010Claimant(s): Dorothy L. Bailey
Claimant Lawyers(s): James A Dunlap
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Avital Stadler
Arbitrator(s): James N. D'Orso
Hearing Site: Memphis, TN
Checkmark Icon$213
10-0254511/03/2010Claimant(s): Michael L. Landreth
Claimant Lawyers(s): James A Dunlap
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Avital Stadler
Arbitrator(s): Ellen J. Abrams
Hearing Site: Nashville, TN
Checkmark Icon$213
10-0045609/16/2010Claimant(s): Roger Gratwick
Claimant Lawyers(s): James A Dunlap
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): John-David H. Thomas
Arbitrator(s): Michael M. Hachigian
Hearing Site: Birmingham, AL
Checkmark Icon$25,425
10-0045508/19/2010Claimant(s): Patricia Kaufman
Claimant Lawyers(s): James A Dunlap
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Ryan R. Baker
Arbitrator(s): Robert S. Zuckerman
Hearing Site: Raleigh, NC
Checkmark Icon$9,102
09-0437305/07/2010Claimant(s): James R. Burns, IRA
Claimant Lawyers(s): James A Dunlap
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): John-David H. Thomas
Arbitrator(s): C. Sumpter Logan
Hearing Site: Birmingham, AL
Checkmark Icon$0
09-0132111/13/2009Claimant(s): Robert Benward, Robert S. Benward Roth/IRA
Claimant Lawyers(s): James A Dunlap
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Rebecca L. Burnaugh
Arbitrator(s): Bernard A. Friedman
Hearing Site: New York, NY
Checkmark Icon$10,114
09-0132011/05/2009Claimant(s): The Benward Family Trust DTD 1/17/2000
Claimant Lawyers(s): James A Dunlap
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Rebecca L. Burnaugh
Arbitrator(s): Daniel Robbins
Hearing Site: New York, NY
Checkmark Icon$25,425

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