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FINRA Awards for Henry L. Dahl

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Displaying 8 out of 8 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0098004/25/2014Claimant(s): David Birrell, Gregory Schulte
Claimant Lawyers(s): Mark D. Chester
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Timothy N. Will
Arbitrator(s): Robert S. Mautner, Henry L. Dahl, Deborah C. Bernot
Hearing Site: Phoenix, AZ
10-0318110/29/2013Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Timothy N. Will
Respondent(s): James Watson
Respondent Lawyers(s): Mark D. Chester
Arbitrator(s): Victor B. Taube, Henry L. Dahl, Richard Marc Weinroth
Hearing Site: Phoenix, AZ
12-0181210/22/2013Claimant(s): Gaylord Prestige
Claimant Lawyers(s): Daniel B. Lipson
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Erin K. Linehan
Arbitrator(s): Henry L. Dahl, Brian W. Yee, Ernest F. Modzelewski
Hearing Site: Phoenix, AZ
Checkmark IconExpungement
12-0093506/24/2013Claimant(s): Barbara Merlin, John Merlin, Merlin Family Trust dtd 09/15/2005
Claimant Lawyers(s): Bradd L. Milove
Respondent(s): Erinn Ford, Jeffery Briggs, Mark McCloskey, Philip Pizelo, Shanon Ford, Briggs Financial Services, Pacific West Financial Group Holding Co., Pacific West Securities.
Respondent Lawyers(s): Barry R. Temkin, Chance A.E. Hodges, Jeffrey O. Briggs
Arbitrator(s): Jerry H. Friedland, Henry L. Dahl, William Borden Morgan
Hearing Site: Phoenix, AZ
Checkmark IconExpungement
10-0327304/18/2012Claimant(s): Jeffrey Prior
Claimant Lawyers(s): Jaime Gill Santos
Respondent(s): Bbva Compass Investment Solutions
Respondent Lawyers(s): A. Kelly Brennan Bolvig
Arbitrator(s): Henry L. Dahl, Deborah Miriam Lavinsky
Hearing Site: Phoenix, AZ
10-0060601/06/2012Claimant(s): Callas Foundation.
Claimant Lawyers(s): James A Dunlap
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): M. Jason Hale
Arbitrator(s): Charles W. Herf, Henry L. Dahl, Michael M. Hachigian
Hearing Site: Atlanta, GA
Checkmark Icon$231,337
10-0180001/07/2011Claimant(s): Jimmy Hair, Karen Hair, Oceans 30.
Claimant Lawyers(s): Rosemary J. Shockman
Respondent(s): Jared Roskelley, Sagepoint Financial., Keith Degreen
Respondent Lawyers(s): Alan Baskin, Robert B. Ericson, Robert D. Mitchell
Arbitrator(s): Charles W. Herf, Marc Kalish, Henry L. Dahl
Hearing Site: Phoenix, AZ
Checkmark IconExpungement
08-0126910/28/2010Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Eric Lansverk
Respondent(s): John Simonson, Kirk Gill
Respondent Lawyers(s): Armand Salese
Arbitrator(s): Richard E. Anderson, Henry L. Dahl, Richard Marc Weinroth
Hearing Site: Phoenix, AZ

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