10-03181 | 10/29/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): Timothy N. Will Respondent(s): James Watson Respondent Lawyers(s): Mark D. Chester Arbitrator(s): Victor B. Taube, Henry L. Dahl, Richard Marc Weinroth Hearing Site: Phoenix, AZ
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09-01515 | 10/29/2010 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Diane C. Fischer Respondent(s): Tracy Wildeman Respondent Lawyers(s): Tracy Allen Wildeman Arbitrator(s): Victor B. Taube, Ronald K. Sprague, James W. Warren Hearing Site: Phoenix, AZ
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09-00078 | 08/16/2010 | Claimant(s): Marvin E. Bruce, Trustee Claimant Lawyers(s): Caroline Smith Gidiere Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Alan F. Enslen Arbitrator(s): Elliott David Finkel, Victor B. Taube, Patricia H. Latham Hearing Site: Memphis, TN
| | $100,000 |
08-01232 | 04/07/2010 | Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Thomas Hicks III Respondent Lawyers(s): Thomas G. Hicks Arbitrator(s): Victor B. Taube, Barry A. Mainardi, Vincy S. Stringham Hearing Site: Salt Lake City, UT
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08-00948 | 12/23/2008 | Claimant(s): Woodbury Financial Services. Claimant Lawyers(s): Jeffrey D. Hedlund Respondent(s): Mark Islas, Mayra Angulo Respondent Lawyers(s): Bruce R. Heurlin Arbitrator(s): Victor B. Taube, Gary L. Freeman, Ralph H. Martin Hearing Site: Phoenix, AZ
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06-02597 | 02/04/2008 | Claimant(s): See More Light Investments Claimant Lawyers(s): Seymour Licht Respondent(s): Morgan Stanley DW Inc. Respondent Lawyers(s): Anthony L. Valenzuela Arbitrator(s): Victor B. Taube, Joseph F. Gross, John H. Fearnow Hearing Site: Phoenix, AZ
| | $0 |