| 12-02770 | 07/09/2014 | Claimant(s): Charles Davis
Claimant Lawyers(s): Dan M. Durrant
Respondent(s): Peter Savarino, McDonald Partners LLC
Respondent Lawyers(s): Nathan Kunz, Robert J. Hanna
Arbitrator(s): Katherine M. Harmeyer, Charles W. Herf, Ernest F. Modzelewski
Hearing Site: Phoenix, AZ
|  | Expungement |
| 12-01812 | 10/22/2013 | Claimant(s): Gaylord Prestige
Claimant Lawyers(s): Daniel B. Lipson
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Erin K. Linehan
Arbitrator(s): Henry L. Dahl, Brian W. Yee, Ernest F. Modzelewski
Hearing Site: Phoenix, AZ
| | Expungement |
| 12-00793 | 07/30/2013 | Claimant(s): Philip Lovell, Philip Lovell Pension Plan, The Lovell Family Trusts
Claimant Lawyers(s): Marc Seldin Rosen
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Stephen J. Taddie, Ernest F. Modzelewski, Aryka Steele Radke
Hearing Site: Phoenix, AZ
| | $1,802,510 |
| 11-04279 | 03/05/2013 | Claimant(s): Bank of Nevada
Claimant Lawyers(s): Garrett W. Wotkyns
Respondent(s): UBS Securities LLC, UBS Financial Services Inc.
Respondent Lawyers(s): Audette Paul Morales, Justin DeCamp
Arbitrator(s): James H. McAvoy, Steven A. Budin, Ernest F. Modzelewski
Hearing Site: Las Vegas, NV
| | Expungement |
| 10-05508 | 07/05/2011 | Claimant(s): Maria Gritsch
Claimant Lawyers(s): Jennifer J. Axel
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Jesse B. Simpson
Arbitrator(s): Marvin J. Klein, Jerry H. Friedland, Ernest F. Modzelewski
Hearing Site: Phoenix, AZ
| | $320,238 |
| 08-02765 | 10/19/2009 | Claimant(s): Stephen Bull, Bull Capital Management n/k/a Next
Claimant Lawyers(s): Valerie Lynn Bailey-Rihn
Respondent(s): James Shaw, J.W. Shaw Group.
Respondent Lawyers(s): Vincent E. Nowak
Arbitrator(s): Richard B. Bequette, Ernest F. Modzelewski, Michael F. Patterson
Hearing Site: Phoenix, AZ
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