| 10-04056 | 05/04/2012 | Claimant(s): Donald A. Hausfeld & Judith A. Hausfeld
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Alexander B. Feinberg
Arbitrator(s): Marvin J. Klein, David L. Maislen, Jay M. Vogelson
Hearing Site: Atlanta, GA
|  | $402,101 |
| 10-03384 | 12/09/2011 | Claimant(s): Daniel Dean, Judy Joachimi, Norman Marik, Patricia Hendricks, Carroll L. Joachimi, Thomas R. Dew
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Marvin J. Klein, Michael G. Clark, Nicholas Jason Enoch
Hearing Site: Nashville, TN
| | $48,260 |
| 10-05508 | 07/05/2011 | Claimant(s): Maria Gritsch
Claimant Lawyers(s): Jennifer J. Axel
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Jesse B. Simpson
Arbitrator(s): Marvin J. Klein, Jerry H. Friedland, Ernest F. Modzelewski
Hearing Site: Phoenix, AZ
| | $320,238 |
| 08-01230 | 04/23/2009 | Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Martin Gerek
Respondent Lawyers(s): Martin Gerek
Arbitrator(s): Charles W. Herf, Marvin J. Klein, Gary L. Freeman
Hearing Site: Las Vegas, NV
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