| 13-01039 | 08/28/2014 | Claimant(s): Norman Frey, Rambling River Ranches.
Claimant Lawyers(s): Bradd L. Milove, Jacob Pyle
Respondent(s): Sagepoint Financial., Robert Achurra, AIG Financial Advisors.
Respondent Lawyers(s): Jesse B. Simpson
Arbitrator(s): David J. Anderson, Linda Jane Jones, Richard R. Edmister
Hearing Site: Las Vegas, NV
|  | $731,000 |
| 12-01407 | 04/19/2013 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Jesse B. Simpson
Respondent(s): Timothy Moran, Private Client
Respondent Lawyers(s): Corporate Officer, Timothy Damien Moran
Arbitrator(s): Eugene R. Nielson, Brian L Evans, Merton E. Marks
Hearing Site: Phoenix, AZ
| | |
| 10-02590 | 05/24/2012 | Claimant(s): Helen Wald, Laureen Arena
Claimant Lawyers(s): Armand Salese
Respondent(s): Wells Fargo Advisors, Stephen Schneider
Respondent Lawyers(s): Jesse B. Simpson
Arbitrator(s): Joe S. Tarrer, Brian L Evans, Rickey Ray Pate
Hearing Site: Phoenix, AZ
| | Expungement |
| 10-05508 | 07/05/2011 | Claimant(s): Maria Gritsch
Claimant Lawyers(s): Jennifer J. Axel
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Jesse B. Simpson
Arbitrator(s): Marvin J. Klein, Jerry H. Friedland, Ernest F. Modzelewski
Hearing Site: Phoenix, AZ
| | $320,238 |
