| 13-01039 | 08/28/2014 | Claimant(s): Norman Frey, Rambling River Ranches.
Claimant Lawyers(s): Bradd L. Milove, Jacob Pyle
Respondent(s): Sagepoint Financial., Robert Achurra, AIG Financial Advisors.
Respondent Lawyers(s): Jesse B. Simpson
Arbitrator(s): David J. Anderson, Linda Jane Jones, Richard R. Edmister
Hearing Site: Las Vegas, NV
|  | $731,000 |
| 11-03618 | 07/08/2013 | Claimant(s): Sandra Meisenzahl, Leonard B. Meisenzahl Trust, Sandra Meisenzahl Revocable Living Trust
Claimant Lawyers(s): W. Scott Turnbull
Respondent(s): Gerald Fasanella, Mutual Service Corporation, AIG Financial Advisors., Next Financial Group.
Respondent Lawyers(s): Craig A. Vollono, Fred N. Knopf, Marc S. Dobin, Peter B. King
Arbitrator(s): Steven Gerard Goerke, William Kent Brown, Lee Alan Rosenblum
Hearing Site: Boca Raton, FL
| | Expungement |
| 06-04178 | 09/09/2008 | Claimant(s): AIG Financial Advisors.
Claimant Lawyers(s): Janet Weinstein
Respondent(s): James Yim
Respondent Lawyers(s): James B. Yim
Arbitrator(s): Joseph C. Roberts
Hearing Site: Reno, NV
| | $0 |
| 05-05660 | 02/19/2008 | Claimant(s): AIG Financial Advisors.
Claimant Lawyers(s): Abby Henig
Respondent(s): Allen Darby
Respondent Lawyers(s): John F. Hanzel
Arbitrator(s): David P. McDuffee, John D. Robb, Michael C. Wittenberg, CPF, CLU, ChFC
Hearing Site: Charlotte, NC
| | |
| 06-02898 | 10/11/2007 | Claimant(s): Ellen Gibson, Harry Gibson, Harry and Ellen Gibson Family Trust
Claimant Lawyers(s): Robert A. Uhl
Respondent(s): Thomas Gau, AIG Financial Advisors., Oregon Pacific Financial Advisors
Respondent Lawyers(s): Samuel Y. Edgerton
Arbitrator(s): Brian L. Spahr, Benjamin F. Breslauer, Frank L. Wolf
Hearing Site: Los Angeles, CA
| | Stipulated Award and Expungement |
