| 11-03073 | 02/25/2013 | Claimant(s): Corwin Farris, Gloria Farris
Claimant Lawyers(s): Jami Jackson Farris
Respondent(s): Christopher Pridnia, Harry Satterfield, Edward Jones, Allstate Life Insurance Company
Respondent Lawyers(s): David G. Smitham, John F. Hanzel, Peter J. Valeta
Arbitrator(s): Leon Henderson, James Whitaker Ballou, Dwane Edward Vickstrom
Hearing Site: Charlotte, NC
|  | Expungement |
| 09-02203 | 03/17/2010 | Claimant(s): Charlotte Domiter
Claimant Lawyers(s): John F. Hanzel
Respondent(s): Melissa Carlson, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): John H. Griffing
Hearing Site: Charlotte, NC
| | $500 |
| 09-00868 | 02/04/2010 | Claimant(s): Robert Klein
Claimant Lawyers(s): John F. Hanzel
Respondent(s): TIAA-CREF
Respondent Lawyers(s): Felicia Washington
Arbitrator(s): Thomas W. Steed
Hearing Site: Charlotte, NC
| | |
| 05-05660 | 02/19/2008 | Claimant(s): AIG Financial Advisors.
Claimant Lawyers(s): Abby Henig
Respondent(s): Allen Darby
Respondent Lawyers(s): John F. Hanzel
Arbitrator(s): David P. McDuffee, John D. Robb, Michael C. Wittenberg, CPF, CLU, ChFC
Hearing Site: Charlotte, NC
| | |
| 06-03017 | 11/19/2007 | Claimant(s): Conard Moose
Claimant Lawyers(s): John F. Hanzel
Respondent(s): Dennis ShidlerL fka Linsco/Private Ledger Corp.
Respondent Lawyers(s): Daniel R. D'Alberto, David J. Freniere
Arbitrator(s): John H. Griffing
Hearing Site: Charlotte, NC
| | $23,500 |
