Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 10-01807 | 11/19/2010 | Claimant(s): Bruce B. Raynor Claimant Lawyers(s): Bruce B. Raynor Respondent(s): Samuel Starling Respondent Lawyers(s): Chan Nam Arbitrator(s): Thomas W. Steed Hearing Site: Raleigh, NC |  | $213 |
| 10-01990 | 11/11/2010 | Claimant(s): James E. Rice and Trudy C. Rice Claimant Lawyers(s): James E Rice Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Felde Arbitrator(s): Thomas W. Steed Hearing Site: Columbia, SC | | $6,655 |
| 09-06086 | 07/15/2010 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Todd Ratner Respondent(s): Felix Deacon Respondent Lawyers(s): Felix E. Deacon Arbitrator(s): Thomas W. Steed Hearing Site: Richmond, VA | ||
| 09-00868 | 02/04/2010 | Claimant(s): Robert Klein Claimant Lawyers(s): John F. Hanzel Respondent(s): TIAA-CREF Respondent Lawyers(s): Felicia Washington Arbitrator(s): Thomas W. Steed Hearing Site: Charlotte, NC | ||
| 07-00873 | 11/23/2007 | Claimant(s): Gloria Yarborough Claimant Lawyers(s): Gloria Jean Yarborough Respondent(s): Lyle Finley, Suntrust Investment Services. Respondent Lawyers(s): Carrie Anne Orlikowski Arbitrator(s): Thomas W. Steed Hearing Site: Raleigh, NC | | $0 |
| 07-01607 | 11/07/2007 | Claimant(s): Arena Capital Advisors Claimant Lawyers(s): David Bass Respondent(s): CopperRoad Corporation Respondent Lawyers(s): Reginald Sanders Bruce Arbitrator(s): Thomas W. Steed Hearing Site: Raleigh, NC | | $0 |