| 23-02912 | 07/22/2024 | Claimant(s): Steven Maher
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): American Portfolios Financial Srvs., Next Financial Group.
Respondent Lawyers(s): Jennifer R. Cox, John T. Unger
Arbitrator(s): Denise L. Quarles, Leslie Ruth Nydick, Jennifer K. Adams
Hearing Site: Jersey City, NJ
| | |
| 21-00765 | 11/29/2022 | Claimant(s): Alan Chambers, Lisa Chambers
Claimant Lawyers(s): Robert D. Loventhal
Respondent(s): Pershing LLC, Rodney Rollins, Next Financial Group.
Respondent Lawyers(s): Edward Zusman
Arbitrator(s): Philip Aaron Tymon
Hearing Site: San Francisco, CA
|  | Expungement |
| 19-02750 | 04/20/2022 | Claimant(s): GMS Mine Repair and Maintenance.
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Next Financial Group.
Respondent Lawyers(s): James A. McGovern
Arbitrator(s): Linda Arlene Michler, Rosemary Christina Crawford, Michael J. Betts
Hearing Site: Pittsburgh, PA
| | $0 |
| 21-00409 | 01/10/2022 | Claimant(s): Bob Paskoski
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Next Financial Group.
Respondent Lawyers(s): John Hitchings
Arbitrator(s): Howard L. Sobel, Mark Stuart Gottlieb, Melissa L Steinberg
Hearing Site: New York, NY
| | Dismissed by Rule 12206 |
| 20-00067 | 11/29/2021 | Claimant(s): Gary Deardorff
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): LPL Financial LLC, Next Financial Group.
Respondent Lawyers(s): John T. Unger, Sara B. Davis
Arbitrator(s): Michael Kelley
Hearing Site: Phoenix, AZ
| | |
| 21-01695 | 11/10/2021 | Claimant(s): Beth Willer
Claimant Lawyers(s): Beth L. Willer
Respondent(s): Stefan Reddrick, Next Financial Group.
Respondent Lawyers(s): John T. Unger
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
| | $163 |
| 19-03332 | 06/08/2021 | Claimant(s): Martin Kaplan
Claimant Lawyers(s): Kyle M. Kulzer
Respondent(s): Next Financial Group.
Respondent Lawyers(s): Steven N. Fuller
Arbitrator(s): John Francis Markuns, Paula M. Bagger, Gail Sillman
Hearing Site: Boston, MA
| | Expungement |
| 19-02215 | 06/02/2021 | Claimant(s): John Gorsline, Susan Rhodes-Greene
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Next Financial Group.
Respondent Lawyers(s): John Hitchings
Arbitrator(s): Barry Goldman, Gerald W. Hepp, Joseph Maron Hanna
Hearing Site: Buffalo, NY
| | Expungement |
| 20-02800 | 05/21/2021 | Claimant(s): Ying Zhao
Claimant Lawyers(s): Zachary Hayes-Macaluso
Respondent(s): Next Financial Group.
Respondent Lawyers(s): John T. Unger
Arbitrator(s): G. Maynard Green
Hearing Site: Birmingham, AL
| | |
| 17-02966 | 03/11/2021 | Claimant(s): Turner Bynum
Claimant Lawyers(s): Turner Edward "Ted" Bynum
Respondent(s): Stephen Dellelo, Next Financial Group.
Respondent Lawyers(s): Steven N. Fuller
Arbitrator(s): Amy Lampert, Gene M. Bauer
Hearing Site: Boston, MA
| | Expungement |
