Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 24-00045 | 05/08/2024 | Claimant(s): Jody Noto, Kelly Noto Claimant Lawyers(s): Robert D. Loventhal Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Heidi E. VonderHeide Arbitrator(s): Hearing Site: Portland, OR |  | $213 |
| 22-01504 | 08/24/2023 | Claimant(s): Terrence Ransom Claimant Lawyers(s): Robert D. Loventhal Respondent(s): Richard Gozola Respondent Lawyers(s): Richard W. Gozola Arbitrator(s): Emily B. Boote, Martin D. Munic, Phyllis Karasov Hearing Site: Minneapolis, MN | | Expungement |
| 20-01539 | 02/17/2023 | Claimant(s): Shannon Marquardt Claimant Lawyers(s): Robert D. Loventhal Respondent(s): First Republic Securities Company Respondent Lawyers(s): Teresa Thong Arbitrator(s): Lester Friedman, John J. Fitzpatrick, David I. Levine Hearing Site: San Francisco, CA | | Dismissed by Rule 12212 and 12511 |
| 21-00765 | 11/29/2022 | Claimant(s): Alan Chambers, Lisa Chambers Claimant Lawyers(s): Robert D. Loventhal Respondent(s): Pershing LLC, Rodney Rollins, Next Financial Group. Respondent Lawyers(s): Edward Zusman Arbitrator(s): Philip Aaron Tymon Hearing Site: San Francisco, CA | | Expungement |
| 20-01646 | 11/24/2020 | Claimant(s): Arthur Hombach Claimant Lawyers(s): Robert D. Loventhal Respondent(s): TD Ameritrade. Respondent Lawyers(s): Simeon M. Schopf Arbitrator(s): Anna M. Fanelli Hearing Site: Albany, NY | | $0 |