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FINRA Awards for Richard W. Gozola

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0150408/24/2023Claimant(s): Terrence Ransom
Claimant Lawyers(s): Robert D. Loventhal
Respondent(s): Richard Gozola
Respondent Lawyers(s): Richard W. Gozola
Arbitrator(s): Emily B. Boote, Martin D. Munic, Phyllis Karasov
Hearing Site: Minneapolis, MN
Checkmark IconExpungement

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