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FINRA Awards for Teresa Thong

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0153902/17/2023Claimant(s): Shannon Marquardt
Claimant Lawyers(s): Robert D. Loventhal
Respondent(s): First Republic Securities Company
Respondent Lawyers(s): Teresa Thong
Arbitrator(s): Lester Friedman, John J. Fitzpatrick, David I. Levine
Hearing Site: San Francisco, CA
Checkmark IconDismissed by Rule 12212 and 12511

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