| 23-02601 | 01/24/2024 | Claimant(s): Joseph Doku
Claimant Lawyers(s): Christopher H Tovar
Respondent(s): Mutual of America Securities LLC
Respondent Lawyers(s): John McLean
Arbitrator(s): Lanny M. Leff, Michael Kelley, Richard Kent Mahrle
Hearing Site: Phoenix, AZ
| | |
| 22-00407 | 12/20/2022 | Claimant(s): Shannon Larson
Claimant Lawyers(s): Robert D. Mitchell
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Michael J. Biondi
Arbitrator(s): Patricia Diane Muse, Virginia H. Wertz, Michael Kelley
Hearing Site: Phoenix, AZ
| | |
| 20-00067 | 11/29/2021 | Claimant(s): Gary Deardorff
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): LPL Financial LLC, Next Financial Group.
Respondent Lawyers(s): John T. Unger, Sara B. Davis
Arbitrator(s): Michael Kelley
Hearing Site: Phoenix, AZ
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| 18-02717 | 02/12/2021 | Claimant(s): Clifford Deeds
Claimant Lawyers(s): David Liebrader
Respondent(s): Duane Becker
Respondent Lawyers(s): Duane Ray Becker
Arbitrator(s): I Douglas Dunipace, Michael Kelley, David S. Eisenberg
Hearing Site: Phoenix, AZ
|  | $143,598 |
| 19-02711 | 08/14/2020 | Claimant(s): Edmond Van Dierendonk, Susanna Van Dierendonk, The Van Dierendonk Family Trust
Claimant Lawyers(s): Jeffrey A. Feldman
Respondent(s): Narinder Singh, Proequities.
Respondent Lawyers(s): Narinder Kaur Singh, Stephen C. Jackson
Arbitrator(s): Michael Kelley, John H. Fearnow, Floyd Gerry Hoffman
Hearing Site: Phoenix, AZ
| | $391,153 |
| 18-04092 | 11/05/2019 | Claimant(s): Marc Menton
Claimant Lawyers(s): Alan Baskin
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Donald A. Corbett
Arbitrator(s): Jay Lawrence Witkin, Michael Kelley, LeRoy Melvin Gilbertson
Hearing Site: Phoenix, AZ
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| 18-04058 | 09/16/2019 | Claimant(s): John Cartolano
Claimant Lawyers(s): Robert D. Mitchell
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Marcia A. Herrmann, Michael Kelley, Ernst Janensch
Hearing Site: Phoenix, AZ
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| 18-03137 | 08/21/2019 | Claimant(s): Gail Higashi, Kevin Higashi
Claimant Lawyers(s): Lisa Anne Smith
Respondent(s): Jacob Kagele
Respondent Lawyers(s): Dennis A. Rosen
Arbitrator(s): Michael Kelley
Hearing Site: Phoenix, AZ
| | $35,632 |
| 18-04324 | 07/16/2019 | Claimant(s): Donald Burton
Claimant Lawyers(s): Michael Bessette
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Michael Kelley
Hearing Site: Phoenix, AZ
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