24-01314 | 10/30/2024 | Claimant(s): David Maddox Claimant Lawyers(s): David Maddox Respondent(s): Wefunder Portal LLC Respondent Lawyers(s): Christopher Vail Arbitrator(s): Michael Kelley Hearing Site: Albuquerque, NM
| | $0 |
23-02601 | 01/24/2024 | Claimant(s): Joseph Doku Claimant Lawyers(s): Christopher H Tovar Respondent(s): Mutual of America Securities LLC Respondent Lawyers(s): John McLean Arbitrator(s): Lanny M. Leff, Michael Kelley, Richard Kent Mahrle Hearing Site: Phoenix, AZ
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22-00407 | 12/20/2022 | Claimant(s): Shannon Larson Claimant Lawyers(s): Robert D. Mitchell Respondent(s): Equitable Advisors Respondent Lawyers(s): Michael J. Biondi Arbitrator(s): Patricia Diane Muse, Virginia H. Wertz, Michael Kelley Hearing Site: Phoenix, AZ
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20-00067 | 11/29/2021 | Claimant(s): Gary Deardorff Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): LPL Financial LLC, Next Financial Group. Respondent Lawyers(s): John T. Unger, Sara B. Davis Arbitrator(s): Michael Kelley Hearing Site: Phoenix, AZ
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18-02717 | 02/12/2021 | Claimant(s): Clifford Deeds Claimant Lawyers(s): David Liebrader Respondent(s): Duane Becker Respondent Lawyers(s): Duane Ray Becker Arbitrator(s): I Douglas Dunipace, Michael Kelley, David S. Eisenberg Hearing Site: Phoenix, AZ
| | $143,598 |
19-02711 | 08/14/2020 | Claimant(s): Edmond Van Dierendonk, Susanna Van Dierendonk, The Van Dierendonk Family Trust Claimant Lawyers(s): Jeffrey A. Feldman Respondent(s): Narinder Singh, Proequities. Respondent Lawyers(s): Narinder Kaur Singh, Stephen C. Jackson Arbitrator(s): Michael Kelley, John H. Fearnow, Floyd Gerry Hoffman Hearing Site: Phoenix, AZ
| | $391,153 |
18-04092 | 11/05/2019 | Claimant(s): Marc Menton Claimant Lawyers(s): Alan Baskin Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): Donald A. Corbett Arbitrator(s): Jay Lawrence Witkin, Michael Kelley, LeRoy Melvin Gilbertson Hearing Site: Phoenix, AZ
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18-04058 | 09/16/2019 | Claimant(s): John Cartolano Claimant Lawyers(s): Robert D. Mitchell Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Marcia A. Herrmann, Michael Kelley, Ernst Janensch Hearing Site: Phoenix, AZ
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18-03137 | 08/21/2019 | Claimant(s): Gail Higashi, Kevin Higashi Claimant Lawyers(s): Lisa Anne Smith Respondent(s): Jacob Kagele Respondent Lawyers(s): Dennis A. Rosen Arbitrator(s): Michael Kelley Hearing Site: Phoenix, AZ
| | $35,632 |
18-04324 | 07/16/2019 | Claimant(s): Donald Burton Claimant Lawyers(s): Michael Bessette Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Judy Louie Arbitrator(s): Michael Kelley Hearing Site: Phoenix, AZ
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