| 20-02356 | 09/29/2023 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Gary I. Blackman
Respondent(s): Scott Reed
Respondent Lawyers(s): Caroline Saunders
Arbitrator(s): Marc Kalish, Althea P. Halchuck, LeRoy Melvin Gilbertson
Hearing Site: Phoenix, AZ
| | |
| 17-00728 | 10/16/2020 | Claimant(s): The Estate of Kenneth J. Meade
Claimant Lawyers(s): Steven G. Legum
Respondent(s): John Conroy, Andrew Garrett Inc.
Respondent Lawyers(s): Barry M. Bordetsky
Arbitrator(s): LeRoy Melvin Gilbertson, Kenneth L. Mann, William B. Morgan
Hearing Site: Phoenix, AZ
|  | Dismissed |
| 18-04092 | 11/05/2019 | Claimant(s): Marc Menton
Claimant Lawyers(s): Alan Baskin
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Donald A. Corbett
Arbitrator(s): Jay Lawrence Witkin, Michael Kelley, LeRoy Melvin Gilbertson
Hearing Site: Phoenix, AZ
| | |
| 09-03810 | 03/24/2011 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Jeffrey Martin
Respondent Lawyers(s): Richard E. Olson
Arbitrator(s): David W. Martin, Mary E. Lockett, LeRoy Melvin Gilbertson
Hearing Site: Albuquerque, NM
| | |
| 09-05070 | 11/18/2010 | Claimant(s): Joanne Bohnke
Claimant Lawyers(s): David Valicenti
Respondent(s): Citigroup Global Markets., Morgan Stanley
Respondent Lawyers(s): Joseph L. Calabrese
Arbitrator(s): Robert S. McConnell, Thomas A. Peterson, LeRoy Melvin Gilbertson
Hearing Site: Phoenix, AZ
| | $136,112 |
