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FINRA Awards for Marc Kalish

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0235609/29/2023Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Gary I. Blackman
Respondent(s): Scott Reed
Respondent Lawyers(s): Caroline Saunders
Arbitrator(s): Marc Kalish, Althea P. Halchuck, LeRoy Melvin Gilbertson
Hearing Site: Phoenix, AZ
20-0418912/22/2022Claimant(s): Tika Ventures LLC
Claimant Lawyers(s): Michael Hill
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Will S. Montgomery
Arbitrator(s): Marc Kalish, Kathy L. Eisenmenger, Donald Dreyfus
Hearing Site: Salt Lake City, UT
Checkmark Icon$0
21-0017510/18/2022Claimant(s): Lori Limebeer
Claimant Lawyers(s): Kristian Kraszewski
Respondent(s): Commonwealth Financial Network
Respondent Lawyers(s): Robert K. Jamieson
Arbitrator(s): Marc Kalish, Patrick Irvine, Thomas James Walsh
Hearing Site: Phoenix, AZ
Checkmark IconExpungement
20-0104912/10/2021Claimant(s): CBIZ Financial Solutions.
Claimant Lawyers(s): Jeffrey S. Dunlap
Respondent(s): Timothy Schannep
Respondent Lawyers(s): Roscoe J. Mutz
Arbitrator(s): Kenneth R. Johnston, Marc Kalish, Harold J. Merkow
Hearing Site: Phoenix, AZ

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