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FINRA Awards for David Valicenti

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0133306/25/2018Claimant(s): Tracy Corn, TTDY TOO LLC
Claimant Lawyers(s): David Valicenti
Respondent(s): David Traverso, Morgan Stanley & Co.
Respondent Lawyers(s): John S. Worden
Arbitrator(s): William Ziering, Kathryn J. Toronto, Nancy A. Yonge
Hearing Site: San Francisco, CA
Checkmark Icon$0
12-0347810/23/2012Claimant(s): Marianne Shetzline
Claimant Lawyers(s): David Valicenti
Respondent(s): Scott McElhenny
Respondent Lawyers(s): Scott D. McElhenny
Arbitrator(s): John James McGovern
Hearing Site: Philadelphia, PA
Checkmark Icon$150,000
10-0342103/21/2012Claimant(s): John Koren
Claimant Lawyers(s): David Valicenti
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Eugene L. Small
Arbitrator(s): Barry Quint, Kenneth Dymond, Sheri J. Caplan
Hearing Site: Hartford, CT
Checkmark Icon$0
09-0507011/18/2010Claimant(s): Joanne Bohnke
Claimant Lawyers(s): David Valicenti
Respondent(s): Citigroup Global Markets., Morgan Stanley
Respondent Lawyers(s): Joseph L. Calabrese
Arbitrator(s): Robert S. McConnell, Thomas A. Peterson, LeRoy Melvin Gilbertson
Hearing Site: Phoenix, AZ
Checkmark Icon$136,112

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