| 23-02601 | 01/24/2024 | Claimant(s): Joseph Doku
Claimant Lawyers(s): Christopher H Tovar
Respondent(s): Mutual of America Securities LLC
Respondent Lawyers(s): John McLean
Arbitrator(s): Lanny M. Leff, Michael Kelley, Richard Kent Mahrle
Hearing Site: Phoenix, AZ
| | |
| 21-00811 | 12/14/2023 | Claimant(s): Arthur Sitelman, Edna Sitelman, Arthur Sitelman IRA, Faraway Assets, The Good Daughter
Claimant Lawyers(s): Thomas Frost
Respondent(s): Armando Roman, Independent Financial Group.
Respondent Lawyers(s): Edward Zusman
Arbitrator(s): Lanny M. Leff, Robert Rosen, Jay Lawrence Witkin
Hearing Site: Phoenix, AZ
|  | $1,000,000 |
| 14-00260 | 08/24/2015 | Claimant(s): Michael Choy
Claimant Lawyers(s): Robert D. Mitchell
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Stuart D. Roberts
Arbitrator(s): Lanny M. Leff
Hearing Site: Phoenix, AZ
| | |
| 11-02089 | 02/26/2013 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Lee Brown
Respondent Lawyers(s): Lee Kim Brown
Arbitrator(s): Robert S. McConnell, Lanny M. Leff, Richard Marc Weinroth
Hearing Site: Phoenix, AZ
| | |
| 10-04272 | 11/04/2011 | Claimant(s): Michele Perillo
Claimant Lawyers(s): Lawrence J. Felder
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Raul Sanchez
Arbitrator(s): Lanny M. Leff, Amy L. Wachs, Jay Lawrence Witkin
Hearing Site: Phoenix, AZ
| | $0 |
| 08-03686 | 04/28/2009 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Raquel Terrigno
Respondent(s): Caroline Mellema
Respondent Lawyers(s): David A. Weintraub
Arbitrator(s): Lanny M. Leff
Hearing Site: Ft. Lauderdale, FL
| | |
| 08-00457 | 08/26/2008 | Claimant(s): Bruce Goldmacher
Claimant Lawyers(s): Ronald M. Gache
Respondent(s): Scott & Stringfellow
Respondent Lawyers(s): John W. Campbell
Arbitrator(s): Lanny M. Leff, Gustavus L. Pearthree, Stephen Farquhar Adams
Hearing Site: Boca Raton, FL
| | |
| 07-02447 | 08/14/2008 | Claimant(s): Bernice Kramer
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Leighton Applefeld
Respondent Lawyers(s): Leighton David Applefeld
Arbitrator(s): Randy R. Freedman, Lanny M. Leff, David Rich
Hearing Site: Boca Raton, FL
| | $1,121,910 |
| 06-04356 | 01/30/2008 | Claimant(s): Donald Kent, Dwight Campbell, MCM Advisors Corp., et al
Claimant Lawyers(s): James D. Sallah
Respondent(s): Ernest McMullen
Respondent Lawyers(s): Andrew T. Lavin
Arbitrator(s): Lanny M. Leff, Mark A. Buckstein, Arnold Levine
Hearing Site: Boca Raton, FL
| | |
| 07-00333 | 09/10/2007 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Jerad Rissler
Respondent(s): Jason Blum
Respondent Lawyers(s): Jason H. Blum
Arbitrator(s): Lanny M. Leff, John Uustal, Raymond W. Snow
Hearing Site: Boca Raton, FL
| | |
