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FINRA Awards for Jason Blum

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0147504/15/2011Claimant(s): H. Drobenaire, Luis Alvira
Claimant Lawyers(s): Dave L. Neville
Respondent(s): Henry Carter, Jason Blum, Iron Capital Securities
Respondent Lawyers(s): Robert T. Sullwold
Arbitrator(s): Robin Lynn Berry, Edwin C. Shiver, Mario Singleton
Hearing Site: San Francisco, CA
07-0033309/10/2007Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Jerad Rissler
Respondent(s): Jason Blum
Respondent Lawyers(s): Jason H. Blum
Arbitrator(s): Lanny M. Leff, John Uustal, Raymond W. Snow
Hearing Site: Boca Raton, FL

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