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FINRA Awards for John Uustal

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0160207/23/2010Claimant(s): Stifel, Nicolaus & Co..
Claimant Lawyers(s): Jeffrey C. Primiano
Respondent(s): Owen Mulvaney
Respondent Lawyers(s): Owen Mulvaney
Arbitrator(s): Karen Z. Fischer, John Uustal, Dale W. Oliver
Hearing Site: Boca Raton, FL
07-0033309/10/2007Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Jerad Rissler
Respondent(s): Jason Blum
Respondent Lawyers(s): Jason H. Blum
Arbitrator(s): Lanny M. Leff, John Uustal, Raymond W. Snow
Hearing Site: Boca Raton, FL

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