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FINRA Awards for Lee Kim Brown

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0208902/26/2013Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Lee Brown
Respondent Lawyers(s): Lee Kim Brown
Arbitrator(s): Robert S. McConnell, Lanny M. Leff, Richard Marc Weinroth
Hearing Site: Phoenix, AZ

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