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FINRA Awards for Kevin Higashi

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0176612/21/2021Claimant(s): Gail Higashi, Kevin Higashi
Claimant Lawyers(s): Lisa Anne Smith
Respondent(s): Wells Fargo Clearing Services, Ruth Transue
Respondent Lawyers(s): Matthew P. Fischer
Arbitrator(s): Jay Lawrence Witkin, David S. Eisenberg, Bryan Thomas Di Lella
Hearing Site: Phoenix, AZ
Checkmark Icon$300
18-0313708/21/2019Claimant(s): Gail Higashi, Kevin Higashi
Claimant Lawyers(s): Lisa Anne Smith
Respondent(s): Jacob Kagele
Respondent Lawyers(s): Dennis A. Rosen
Arbitrator(s): Michael Kelley
Hearing Site: Phoenix, AZ
Checkmark Icon$35,632

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