FINRA Awards for Matthew P. Fischer

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 6 out of 6 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
24-00472	10/24/2024	Claimant(s): Michelle Anthony Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Matthew P. Fischer Arbitrator(s): Barbara M. Zak Hearing Site: Phoenix, AZ
19-01766	12/21/2021	Claimant(s): Gail Higashi, Kevin Higashi Claimant Lawyers(s): Lisa Anne Smith Respondent(s): Wells Fargo Clearing Services, Ruth Transue Respondent Lawyers(s): Matthew P. Fischer Arbitrator(s): Jay Lawrence Witkin, David S. Eisenberg, Bryan Thomas Di Lella Hearing Site: Phoenix, AZ		$300
18-02264	10/12/2018	Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Matthew P. Fischer Respondent(s): John Nielsen Respondent Lawyers(s): John C. Nielsen Arbitrator(s): I. Douglas Dunipace Hearing Site: Phoenix, AZ
18-00034	09/13/2018	Claimant(s): Douglas Donnelly Claimant Lawyers(s): Michael Bessette Respondent(s): Prudential Equity Group, Wells Fargo Clearing Services Respondent Lawyers(s): Alan S. Brodherson, Matthew P. Fischer Arbitrator(s): Helen Marinak Blohm Hearing Site: Seattle, WA
17-00154	05/22/2018	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Matthew P. Fischer Respondent(s): Eric Harding Respondent Lawyers(s): Eric Wayne Harding Arbitrator(s): Paul A. Cash, Timothy J. Kroll, Stephen Arthur Caine Hearing Site: Phoenix, AZ
10-03249	06/27/2011	Claimant(s): Raymond F. and Margaret A. Mendez Revoca Claimant Lawyers(s): Raymond F. Mendez Respondent(s): Wells Fargo Investments Respondent Lawyers(s): Matthew P. Fischer Arbitrator(s): Patrick J. Halter Hearing Site: Albuquerque, NM		$225