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FINRA Awards for Paul A. Cash

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Displaying 5 out of 5 results
Case Number Award Date Case Summary Customer Case? Amount Granted
17-0015405/22/2018Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Matthew P. Fischer
Respondent(s): Eric Harding
Respondent Lawyers(s): Eric Wayne Harding
Arbitrator(s): Paul A. Cash, Timothy J. Kroll, Stephen Arthur Caine
Hearing Site: Phoenix, AZ
15-0278604/25/2017Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Michael R. Greco
Respondent(s): Curtis Lamb
Respondent Lawyers(s): Clinton W. Marrs
Arbitrator(s): George J. Karlsven, Edward Allan Hindman, Paul A. Cash
Hearing Site: Salt Lake City, UT
12-0337402/10/2014Claimant(s):
Claimant Lawyers(s):
Respondent(s): Michael DiPietro, First Allied Securities.
Respondent Lawyers(s): Jessica Levine, Marie Mirch
Arbitrator(s): Brian W. Yee, Paul A. Cash, Steven M. Guttell
Hearing Site: Phoenix, AZ
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10-0559103/14/2013Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Ho
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Nicolas Castaneda
Respondent Lawyers(s): Alan Baskin
Arbitrator(s): Paul C. Bookidis, Paul A. Cash, Loren Scott Buell
Hearing Site: Phoenix, AZ
11-0205210/18/2012Claimant(s): Billie Miles
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Questar Capital Corporation
Respondent Lawyers(s): Martin S. Chester
Arbitrator(s): Howard R. Gaines, Ronald Edward Hibbing, Paul A. Cash
Hearing Site: Phoenix, AZ
Checkmark Icon$0

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