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FINRA Awards for Stephen Arthur Caine

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0015405/22/2018Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Matthew P. Fischer
Respondent(s): Eric Harding
Respondent Lawyers(s): Eric Wayne Harding
Arbitrator(s): Paul A. Cash, Timothy J. Kroll, Stephen Arthur Caine
Hearing Site: Phoenix, AZ

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