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FINRA Awards for Morgan Stanley Smith Barney FA Notes Ho

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0559103/14/2013Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Ho
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Nicolas Castaneda
Respondent Lawyers(s): Alan Baskin
Arbitrator(s): Paul C. Bookidis, Paul A. Cash, Loren Scott Buell
Hearing Site: Phoenix, AZ

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