| 23-00282 | 05/28/2024 | Claimant(s): Donald Saunders, IRA
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Concourse Financial Group Securities, In
Respondent Lawyers(s): Katherine C. Donlon
Arbitrator(s): Leah Murray Albert, Kim L. Kirn, David E. Crawford
Hearing Site: St. Louis, MO
|  | $1,214,750 |
| 22-01337 | 02/29/2024 | Claimant(s): The Knox Family Revocable Living Trust
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Arete Wealth Management
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): Robert J. Scafuri, Mary O'Connell Smith, Portia Musselwhite
Hearing Site: St. Louis, MO
| | $75,000 |
| 20-01090 | 11/07/2023 | Claimant(s): Olga Gorodetsky, Yuri Gorodetsky
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Woodbury Financial Services.
Respondent Lawyers(s): Garry T. Stevens
Arbitrator(s): Michael J. Meeusen, Joan M. Esserman, Mary Carmen Fontana
Hearing Site: St. Louis, MO
| | $135,678 |
| 22-01705 | 03/14/2023 | Claimant(s): Zenaida P. Gantan
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Joel Blumenschein
Respondent Lawyers(s): Joel Reid Blumenschein
Arbitrator(s): Philip Aaron Tymon
Hearing Site: San Francisco, CA
| | $12,589 |
| 21-02081 | 10/04/2022 | Claimant(s): Jill Jester
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Dinosaur Financial Group, L.L.C
Respondent Lawyers(s): Paul Koepp
Arbitrator(s): Peter Ordower, Gary P. Price, Lynn Hirschfeld Brahin
Hearing Site: Indianapolis, IN
| | $429,143 |
| 17-02514 | 08/23/2022 | Claimant(s): David S. Wehby and Christine J. Wehby
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Cor Clearing LLC
Respondent Lawyers(s): Carl S. Burkhalter
Arbitrator(s): Edward R. Niederriter, Joseph Michael Librie, Erika Deutsch Rotbart
Hearing Site: Boca Raton, FL
| | $0 |
| 20-03869 | 08/08/2022 | Claimant(s): Bonnie K. Johnston, Robert E. Johnston
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Money Concepts Capital Corp
Respondent Lawyers(s): Kathy M. Klock
Arbitrator(s): Lynn Hirschfeld Brahin, Gregory G. Gocek, Joan M. Esserman
Hearing Site: St. Louis, MO
| | Expungement |
| 20-03829 | 07/21/2022 | Claimant(s): Rahul Deepankar
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Fred N. Knopf
Arbitrator(s): Stuart D. Summers, Daniel R. Formeller, Philip J. Glick
Hearing Site: Chicago, IL
| | Expungement |
| 19-01006 | 07/15/2022 | Claimant(s): Frank K. Lee, IRA
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): First Kentucky Securities Corporation
Respondent Lawyers(s): Richard S. Frankowski
Arbitrator(s): Stuart D. Summers, Steven Michael McCauley, Kim L. Kirn
Hearing Site: Louisville, KY
| | $609,050 |
| 19-01179 | 05/26/2022 | Claimant(s): Marlyn Schipper
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Prudential Investment Mgmt Services LLC, Principal Securities.
Respondent Lawyers(s): Kathryn Roe Eldridge, Marilyn B. Rosen
Arbitrator(s): Michael Nathanson, Jacqueline Stanley Lustig, Thomas P. Valenti
Hearing Site: Chicago, IL
| | $0 |
