23-00791 | 08/19/2024 | Claimant(s): Eleanore Plewacki, Mark Plewacki Claimant Lawyers(s): Courtney M. Werning Respondent(s): Morgan Stanley Respondent Lawyers(s): Abigail D. Elrod Arbitrator(s): Stuart D. Summers, Raymond P. Buschmann, Timothy Chron Hearing Site: Chicago, IL
| | Expungement |
21-03126 | 07/03/2023 | Claimant(s): Marco Iglesias Claimant Lawyers(s): Leslie A. Blau Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Jeffrey S. Dunlap Arbitrator(s): Peter Ordower, Stuart D. Summers, Jeffrey L. Durkes Hearing Site: Chicago, IL
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20-03829 | 07/21/2022 | Claimant(s): Rahul Deepankar Claimant Lawyers(s): Richard B. Fosher Respondent(s): National Securities Corporation Respondent Lawyers(s): Fred N. Knopf Arbitrator(s): Stuart D. Summers, Daniel R. Formeller, Philip J. Glick Hearing Site: Chicago, IL
| | Expungement |
19-01006 | 07/15/2022 | Claimant(s): Frank K. Lee, IRA Claimant Lawyers(s): Richard B. Fosher Respondent(s): First Kentucky Securities Corporation Respondent Lawyers(s): Richard S. Frankowski Arbitrator(s): Stuart D. Summers, Steven Michael McCauley, Kim L. Kirn Hearing Site: Louisville, KY
| | $609,050 |
20-00941 | 12/09/2021 | Claimant(s): Colman Kraff as Trustee, Julie Kraff as Trustee Claimant Lawyers(s): Jacob H. Zamansky Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Stuart D. Summers, Susan M. Coleman, Odalo Joseph Ohiku Hearing Site: Chicago, IL
| | $40,300 |
20-01763 | 11/19/2021 | Claimant(s): Stephen Frost Claimant Lawyers(s): Kristian P. Kraszewski Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsey Vasko Arbitrator(s): Stuart D. Summers, Paul Lansing, Vincent S. Mezinko Hearing Site: Columbus, OH
| | $0 |
19-03185 | 10/22/2021 | Claimant(s): Bill Rizos Claimant Lawyers(s): Laurence Landsman Respondent(s): U.S. Bancorp Investments. Respondent Lawyers(s): David E. Morrison Arbitrator(s): Michael S. Matek, Stuart D. Summers, Daniel Baruch Lidawer Hearing Site: Chicago, IL
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19-02899 | 03/26/2020 | Claimant(s): Louis Stough, Martin Guerra Claimant Lawyers(s): James A. McGovern Respondent(s): Reliance Worldwide Investments Respondent Lawyers(s): Barry F. MacEntee Arbitrator(s): Peter Ordower, Stuart D. Summers, Scott Hartnett Godish Hearing Site: Chicago, IL
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17-01976 | 09/12/2018 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Michael S. Taaffe Respondent(s): James Heilgeist Respondent Lawyers(s): James Andrew Heilgeist Arbitrator(s): Stuart D. Summers, Susanne J. Hollander, Carol Rivers Hearing Site: Chicago, IL
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18-01144 | 09/04/2018 | Claimant(s): Edmund F. Turek IMA Claimant Lawyers(s): Brian T. Giles Respondent(s): PNC Investments Respondent Lawyers(s): Jason E. Hazlewood Arbitrator(s): Stuart D. Summers, Michael J. Meeusen, Gregory P. Szuter Hearing Site: Cincinnati, OH
| | $0 |