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FINRA Awards for Laurence Landsman

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0303512/27/2022Claimant(s): Ryan Lee
Claimant Lawyers(s): Laurence Landsman
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Leni D. Battaglia
Arbitrator(s): Howard W. Hirschhorn, Jay Alan Kranis, William Travis
Hearing Site: New York, NY
19-0318510/22/2021Claimant(s): Bill Rizos
Claimant Lawyers(s): Laurence Landsman
Respondent(s): U.S. Bancorp Investments.
Respondent Lawyers(s): David E. Morrison
Arbitrator(s): Michael S. Matek, Stuart D. Summers, Daniel Baruch Lidawer
Hearing Site: Chicago, IL
17-0272804/29/2020Claimant(s): Audrey Niehoff
Claimant Lawyers(s): Laurence Landsman
Respondent(s): Jeffrey Berenson, Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffery D. Rodgers, Jr
Arbitrator(s): Jerome F. Crotty, Raymond P. Buschmann, Marcia Bonita Gevers
Hearing Site: Chicago, IL
Checkmark IconDismissed by Rule 12206/12504

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