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FINRA Awards for William Travis

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0200706/14/2023Claimant(s): David Hammer
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Jeffrey Alan Helewitz, William Travis, Kevin K Walsh
Hearing Site: Jersey City, NJ
19-0303512/27/2022Claimant(s): Ryan Lee
Claimant Lawyers(s): Laurence Landsman
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Leni D. Battaglia
Arbitrator(s): Howard W. Hirschhorn, Jay Alan Kranis, William Travis
Hearing Site: New York, NY

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