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FINRA Awards for Jeffrey L. Durkes

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0153008/23/2024Claimant(s): Christopher Hildreth
Claimant Lawyers(s): Daniel B. Grossman
Respondent(s): Truist Securities.
Respondent Lawyers(s): G. Wayne Hillis
Arbitrator(s): Susanne J. Hollander, Susan L. Walker, Jeffrey L. Durkes
Hearing Site: Chicago, IL
21-0312607/03/2023Claimant(s): Marco Iglesias
Claimant Lawyers(s): Leslie A. Blau
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Peter Ordower, Stuart D. Summers, Jeffrey L. Durkes
Hearing Site: Chicago, IL
11-0007904/27/2012Claimant(s): Euro Pacific Capital.
Claimant Lawyers(s): Peter D. Schiff
Respondent(s): Pershing LLC
Respondent Lawyers(s): Edwin A. Zipf
Arbitrator(s): Thomas F. Ryan, Daniel Baruch Lidawer, Jeffrey L. Durkes
Hearing Site: Chicago, IL
10-0096203/08/2011Claimant(s): Mary Hess, Mary Abbott Hess as TTEE and Beneficiary
Claimant Lawyers(s): Nicholas P. Iavarone
Respondent(s): Kathryn Kennedy
Respondent Lawyers(s): Patrick G. King
Arbitrator(s): Ray J. Grzebielski, Theresa A Gillerlain, Jeffrey L. Durkes
Hearing Site: Chicago, IL
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06-0070012/20/2007Claimant(s): Dennis Metter, Donald Metter
Claimant Lawyers(s): Paula K. Maguire
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Jennifer R. Seltenrich
Arbitrator(s): Victor Elting, Thomas F. Ryan, Jeffrey L. Durkes
Hearing Site: Chicago, IL

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