Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 11-02272 | 05/10/2012 | Claimant(s): Joseph K. Murphy IRA Claimant Lawyers(s): Paul D. Malmfeldt Respondent(s): Capwest Securities. Respondent Lawyers(s): Raymond W. Henney Arbitrator(s): Victor Elting, John N. Chapin, Sal Presti Hearing Site: Chicago, IL |  | $366,050 |
| 09-03662 | 06/30/2011 | Claimant(s): Frances Lebrasca Claimant Lawyers(s): Sandor Grossman Respondent(s): Barbara Regnitz, Wachovia Securities, Muneera Dawood Respondent Lawyers(s): Deirdre C. Wolff Arbitrator(s): Victor Elting, James F. Carlson, Kenneth N. Adamson Hearing Site: Chicago, IL | | Stipulated Award and Expungement |
| 09-02554 | 11/20/2009 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Renan I. Sugarman Respondent(s): Don Steriovski Respondent Lawyers(s): Don Steriovski Arbitrator(s): Victor Elting Hearing Site: Chicago, IL | ||
| 08-00465 | 05/07/2009 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Christopher Farley Respondent Lawyers(s): Christopher B. Farley Arbitrator(s): Donald Whiteman, Victor Elting, Jeffrey S. Fannon Hearing Site: Chicago, IL | ||
| 08-04115 | 04/14/2009 | Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Gary Shorter Respondent Lawyers(s): Gary T. Shorter Arbitrator(s): Victor Elting Hearing Site: Chicago, IL | ||
| 06-00700 | 12/20/2007 | Claimant(s): Dennis Metter, Donald Metter Claimant Lawyers(s): Paula K. Maguire Respondent(s): Wachovia Securities Respondent Lawyers(s): Jennifer R. Seltenrich Arbitrator(s): Victor Elting, Thomas F. Ryan, Jeffrey L. Durkes Hearing Site: Chicago, IL |