11-03627 | 01/30/2013 | Claimant(s): Alessandrina Deprizio, Carmela DiMare, Florence DiMare, Wilton Manor, Ltd. Claimant Lawyers(s): Robert L. Gonser Respondent(s): Securities America., Thomas Reynolds Respondent Lawyers(s): Chad Weaver, Sandor Grossman Arbitrator(s): Sheldon I. Saitlin, Woodrow A. Sutton, Theresa A Gillerlain Hearing Site: Chicago, IL
| | Expungement |
09-03662 | 06/30/2011 | Claimant(s): Frances Lebrasca Claimant Lawyers(s): Sandor Grossman Respondent(s): Barbara Regnitz, Wachovia Securities, Muneera Dawood Respondent Lawyers(s): Deirdre C. Wolff Arbitrator(s): Victor Elting, James F. Carlson, Kenneth N. Adamson Hearing Site: Chicago, IL
| | Stipulated Award and Expungement |
09-03911 | 08/02/2010 | Claimant(s): Linda Whitesell Claimant Lawyers(s): Sandor Grossman Respondent(s): Bruce Biedar, Edward Jones Respondent Lawyers(s): Dennis J. Capriglione Arbitrator(s): Jerome J. Brault, Lee H. Goodman, Lynn Hirschfeld Brahin Hearing Site: Chicago, IL
| | Stipulated Award and Expungement |
07-01984 | 05/06/2008 | Claimant(s): Robert Wells Claimant Lawyers(s): Sandor Grossman Respondent(s): Banc One Securties Corp. Respondent Lawyers(s): Andrew I Sutter Arbitrator(s): James Clifton Stone, Hugh C. Durbin, Randall S. Strause Hearing Site: Louisville, KY
| | $0 |
06-04530 | 04/10/2008 | Claimant(s): Rendal Dotson Claimant Lawyers(s): Sandor Grossman Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Aaron R. Hartman Arbitrator(s): John "Jack" W. Rader, Stuart H. Dunn, Carol M. Stoner Hearing Site: Charleston, WV
| | $0 |