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FINRA Awards for Barbara Regnitz

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0366206/30/2011Claimant(s): Frances Lebrasca
Claimant Lawyers(s): Sandor Grossman
Respondent(s): Barbara Regnitz, Wachovia Securities, Muneera Dawood
Respondent Lawyers(s): Deirdre C. Wolff
Arbitrator(s): Victor Elting, James F. Carlson, Kenneth N. Adamson
Hearing Site: Chicago, IL
Checkmark IconStipulated Award and Expungement

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