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FINRA Awards for Aaron R. Hartman

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0245312/29/2017Claimant(s): Stifel, Nicolaus & Co..
Claimant Lawyers(s): Andrew Shapren
Respondent(s): Jeffrey Olson
Respondent Lawyers(s): Aaron R. Hartman
Arbitrator(s): Brett W. Olander
Hearing Site: Minneapolis, MN
07-0258509/30/2008Claimant(s): Stifel, Nicolaus & Co..
Claimant Lawyers(s): Aaron R. Hartman
Respondent(s): Andrew Bjornlie, James Bjornlie, RBC Dain Rauscher.
Respondent Lawyers(s): Peter J. Meyer
Arbitrator(s): Judith A. Rogosheske, James A. Lundberg, Gary L. Hansen
Hearing Site: Minneapolis, MN
06-0453004/10/2008Claimant(s): Rendal Dotson
Claimant Lawyers(s): Sandor Grossman
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Aaron R. Hartman
Arbitrator(s): John "Jack" W. Rader, Stuart H. Dunn, Carol M. Stoner
Hearing Site: Charleston, WV
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