Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-01738 | 04/16/2024 | Claimant(s): Qi Wen Claimant Lawyers(s): William Bean Respondent(s): Jefferies LLC Respondent Lawyers(s): Andrew Shapren Arbitrator(s): John Warner Lowe Hearing Site: New York, NY | ||
| 20-03987 | 06/08/2021 | Claimant(s): Jefferies LLC Claimant Lawyers(s): Andrew Shapren Respondent(s): Robert Wong Respondent Lawyers(s): Robert T. Wong Arbitrator(s): Annamaria Boccia Smith Hearing Site: New York, NY | ||
| 18-00548 | 02/24/2020 | Claimant(s): Jefferies LLC Claimant Lawyers(s): Andrew Shapren Respondent(s): Jerald Slowik Respondent Lawyers(s): David Jacobs Arbitrator(s): Kip C Lubcke, Madelyn A. Levy, David John Reilly Hearing Site: New York, NY | ||
| 16-02453 | 12/29/2017 | Claimant(s): Stifel, Nicolaus & Co.. Claimant Lawyers(s): Andrew Shapren Respondent(s): Jeffrey Olson Respondent Lawyers(s): Aaron R. Hartman Arbitrator(s): Brett W. Olander Hearing Site: Minneapolis, MN | ||
| 09-04869 | 04/18/2013 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Charles A. Hammaker Respondent(s): Stifel, Nicolaus & Co.., Gary Endres Respondent Lawyers(s): Andrew Shapren, Joseph A.. Dougherty Arbitrator(s): Nancy J. Spieczny, Deanna Margaret Veitia, Brian William Heublein Hearing Site: San Diego, CA |