FINRA Awards for David Jacobs

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Displaying 6 out of 6 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
19-00387	01/03/2023	Claimant(s): Jefferies LLC Claimant Lawyers(s): Andrew J. Shapren Respondent(s): Credit Suisse Securities (USA) LLC Respondent Lawyers(s): David Jacobs Arbitrator(s): Harry D. Frisch, Sara Kula, Claudine Caracciolo Hearing Site: New York, NY
18-00554	11/15/2021	Claimant(s): Jefferies LLC Claimant Lawyers(s): Andrew J. Shapren Respondent(s): Michael Kamras Respondent Lawyers(s): David Jacobs Arbitrator(s): Michael G. Clark, Robert C. Albini, Adam Michael Porter Hearing Site: Los Angeles, CA
18-00553	09/30/2021	Claimant(s): Jefferies LLC Claimant Lawyers(s): Andrew J. Shapren Respondent(s): Dean Decker Respondent Lawyers(s): David Jacobs Arbitrator(s): Michael Harrison, Laurent C. Vonderweidt, Cynthia Cashman Makin Hearing Site: Los Angeles, CA
18-00556	03/05/2021	Claimant(s): Jefferies LLC Claimant Lawyers(s): Andrew J. Shapren Respondent(s): Edward Swigert Respondent Lawyers(s): David Jacobs Arbitrator(s): Sheldon M. Jaffe, Kendall C. Reed, Frank Cronin Hearing Site: Los Angeles, CA
17-01229	03/17/2020	Claimant(s): Jefferies LLC Claimant Lawyers(s): Andrew J. Shapren Respondent(s): Jonathan Moneypenny Respondent Lawyers(s): David Jacobs Arbitrator(s): Howard L. Sobel, Kevin B. Naughten, Eric Zaidins Hearing Site: New York, NY
18-00548	02/24/2020	Claimant(s): Jefferies LLC Claimant Lawyers(s): Andrew Shapren Respondent(s): Jerald Slowik Respondent Lawyers(s): David Jacobs Arbitrator(s): Kip C Lubcke, Madelyn A. Levy, David John Reilly Hearing Site: New York, NY