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FINRA Awards for Claudine Caracciolo

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0038701/03/2023Claimant(s): Jefferies LLC
Claimant Lawyers(s): Andrew J. Shapren
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): David Jacobs
Arbitrator(s): Harry D. Frisch, Sara Kula, Claudine Caracciolo
Hearing Site: New York, NY

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